ELOCHUKWU UBA

ELOCHUKWU UBA DIRECTOR

•Board Member, Several Profit-making & Non-Profit
Organisations

•Principal Manager / Head, Listings Analysis, The Nigerian Stock Exchange (Until 2016)

•MBA, Lagos Business School

•PGD, Mgmt University of Calabar

•BSc, Banking & Finance

Long-Term Capital Market Practitioner & Manager with over 25 years in-depth experience in the Nigerian Stock
Exchange (NSE); particular expertise in Listings & Regulation; Deeply involved with all major listings on The Exchange between 2002 & 2017. Primary involvement in the appraisal and approval process of the Banking and
Insurance consolidation era of 2004 to 2007 which led to the listing of most of the banks and insurance companies in operation today.

Spearheaded the formulation of operational processes for Nigerian Stock Exchange Listings Regulation in the later 2010s with draft/roll-out of such rules as:
– Related Party Transaction Rules;
– Block Divestment Rule;
– Rules Governing the Listing of Sukuk and Debt Securities;
– Rules on Suspension of Trading of Securities on The Nigerian Stock Exchange.

Represented the NSE at Sub-Committee on Commodities, Equities and Exchanges of the Capital Market Committee (2012 – 2013).; and Financial Market Development Sub-Committee of the Financial Services
Regulation Coordinating Committee (2013 – 2016).

A champion of personal and corporate integrity & respect for due process

Voluntary early retirement from the Nigerian Stock Exchange in 2015 to focus on business and non-profit
interests

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